Frequently Asked Questions
How We Work
Our first priority is helping you take care of yourself and your family. We want to learn more about your personal situation, identify your dreams and goals, and understand your tolerance for risk. Long-term relationships that encourage open and honest communication have been the cornerstone of my foundation of success.
WHAT MOTIVATED YOU TO MAKE THE CHANGE?
As the financial industry continues to change and evolve, we felt an increased need for flexibility in our business and how we offer services to our clients. With the support of LPL Financial as our broker/dealer, we will be able to offer clients a broad array of investment choices, while having the flexibility to choose the technology, financial planning, and other tools to elevate the client experience.
With the support of LPL Strategic Wealth Services, we will be able to spend more time working for you and doing the things at work that we are passionate about.
WHY DIDN’T YOU TELL US ABOUT THIS CHANGE EARLIER?
We would have loved to tell you sooner, but we chose to wait until after our firm affiliation was officially changed to avoid certain conflicts of interest. If you have any questions prior to us contacting you, please call us at 855-225-1200 (toll-free).
WHY DID YOU CHOOSE LPL FINANCIAL AS YOUR BROKER/DEALER?
After careful research, we have selected LPL Financial because of their deep commitment to our clients and our business. This decision wasn't made lightly. We can assure you that we went through a rigorous review process to find a better home for ourselves and our clients and a supportive culture that prioritizes clients’ needs and interests above everything else.
LPL’s comprehensive support, technology and research, along with their model of transparency and dedication to independence, allows us to provide you with a wide range of diligently evaluated, non-proprietary products. By virtue of LPL’s scale, you will now have access to many investment options that were previously unavailable to you. Given their leadership in the retail financial advice market, we are confident that we have the full support of a firm who can match our high standards.
WHAT SHOULD I EXPECT DURING THIS TRANSITION?
You can expect a smooth and transparent process as we make this transition together. You will be contacted directly to discuss how this change will positively impact your experience with us, and to discuss the process for your account transfer.
